Compliance & Audit

Driving accountability through proactive compliance management

Reimagine compliance as an opportunity to better understand your customers and partner with them to proactively manage risk
TRUSTED BY THE WORLD'S LEADING FINANCIAL INSTITUTIONS
market-axess

Rethink Compliance

Rethink compliance as a proactive process designed to avoid audits, provide ongoing governance of your data licensing relationships, and drive transparency and accountability

Compliance Intelligence

Business intelligence strengthens compliance activities and prevents revenue leakage from non-compliant use or failure to report, significantly reducing operational risk

Streamline Audits

Streamline audit processes with planning tools and structured communications for full audit visibility and management

Compliance Case Management

Drive accountability through actionable insights that flag discrepancies and trigger immediate review and action from your customers for ongoing alignment and compliance

Resolve Revenue Leaks to Maximize Your Market Data ROI

Address inefficient licensing and reclaim lost revenue with smart data management

Contracted Revenue

It is estimated that less
than half of contracted
market data revenues
fail to be realized due to
operational risk

Audits

Leakage

Errors

Realized
Revenue

Audits are
expensive and
typically recover
only a fraction of
the liability

Leakage from
non-compliant use or
failure to accurately report
represents a significant
operational risk

Manual processes
and improper
tooling often lead to
costly administrative
errors

Inefficiency of Market Data Licensing

Market data licensing inefficiency is costing the industry. Changes in data consumption, poor governance,
and ineffective management mean only a fraction of contracted revenues are realized.